ANALYSIS OF LAXMI CAPITAL AND SUNRISE CAPITAL

Laxmi Capital Market Limited “A decade and a half of excellence in the capital market industry.”.

Overview Laxmi Capital (LxC), formerly engaged in share registrar services for Laxmi Bank Limited, has evolved into a comprehensive merchant and investment banking entity. With a history of over 14 years, LxC pioneers Portfolio Management Services (PMS) in Nepal and manages funds as a Fund Manager for various mutual fund schemes, including Laxmi Equity Fund, Laxmi Unnati Kosh, and Laxmi Value Fund II. The company, sponsored by Laxmi Sunrise, oversees Assets under Management exceeding NPR Three billion. LxC holds a license from SEBON to operate Private Equity and Venture Capital (PEVC) funds under the Specialized Investment Fund Regulation, 2075. Additionally, LxC stands as a Signatory of the Operating Principles for Impact Management, contributing to global efforts for greater discipline, transparency, and credibility in the impact investing market. The first secretariat of Impact Principles is hosted by International Finance Corporation (IFC). This unique affiliation positions LxC as a trailblazer in the SAARC region, marking a significant milestone for Nepal..

Commenced Operation in the year 2010 with the following license; Portfolio Management Service, Issue Management, Share to registrar Services, Depository Participants & Underwriting 2013 Mutual Fund 2019 Corporate Advisory 2021 Book building & Qualified institutional investor 2022 Open Ended Scheme, Systematic Investment Plan & Specialized Investment Fund.

166,500 DEMAT Accounts 50 active PMS Clients 13 RTS 21 Underwritings 5 Mutual funds 37 Issue Management.

Our Primary Objective. Elevate industry standards through the adoption of best practices in capital market activities. Embrace modern technologies to enhance the delivery of products and services to customers. Operate independently under professional management. Receive strategic support from the Board and its parent company. Aim to provide a comprehensive range of products and services encompassing merchant banking and investment banking services. Prioritize customer satisfaction and engagement. Implement customer-centric practices in product and service offerings. Foster a client-friendly approach in all interactions. Strive to meet and exceed customer expectations. Emphasize transparency and communication for customer trust and loyalty..

Portfolio Management Services. First PMS license Granted by the SEBON and registered its first portfolio client in the year 2010 Total of 50 Existing clients. Provides diversified portfolio products such as Discretionary, Non discretionary and Administrative portfolio management service..

Share to Registrar Services Originally providing registrar services for Laxmi Bank Limited and later extending to entities like Laxmi Laghu Bittiya Sanstha Limited, LxC has broadened its service spectrum to encompass various sectors, including Mutual Funds, Micro Finance, Hydropower, Herbal Company, and Debenture..

Share to Registrar Services. 2015 2017 2019 2020 2021 2022 2023.

Issue Management & Underwritng. aexlfücor Laxmi Capital.

IPO & FPO issue of. GREEN VENTURES LIMITED. Trade Tower Group.

Right Share issue of. lemdeo !tux-er-l. Himalayan Bank.

Right Share issue in detail. lemdeo !tux-er-l. COMPANY NAME ISSUE PREMIER INSURANCE CO.LTD 1:1.5 RIGHT SHARE SURYA LIFE INSURANCE CO.LTD. 4:1 RIGHT SHARE HIMALAYAN BANK LTD. 7:1 RIGHT SHARE NMB MICROFINANCE BITTIYA SANSTHAN LTD. 1:1.2 RIGHT SHARE SIDDHARTHA BANK LTD. 4:1 RIGHT SHARE SIDDHARTHA INSURANCE CO.LTD 5.2:1 RIGHT SHARE GREEN DEVELOPMENT BANK LTD. 1:4 RIGHT SHARE SIDDHARTHA BANK LTD. 10:3 RIGHT SHARE CIVIL BANK LTD. 10:4 RIGHT SHARE GURANS LIFE INSURANCE CO.LTD. 10:6 RIGHT SHARE SIDDHARTHA BANK LTD. 10:1 RIGHT SHARE GLOBAL IME LAGHUBITTA BITTIYA SANSTHAN LTD. 1:1 RIGHT SHARE NLG INSURANCE CO.LTD. 10:6 RIGHT SHARE HIMAL DOLKHA HYDROPOWER CO.LTD. 1:0.75 RIGHT SHARE JOSHI HYDROPOWER COMPANY LIMITED 1:0.65 RIGHT SHARE.

Debenture Issue of. lemdeo !tux-er-l. Himalayan Bank.

Debenture Issue in detail. lemdeo !tux-er-l. COMPANY NAME ISSUE NMB BANK LTD. 7% NMB Debenture2077 HIMALAYAN BANK LTD. 10% Himalayan Bank Ltd.Debenture 2083 NABIL BANK LTD. 10% Nabil Debenture 2082 CIVIL BANK LTD. 10.25% Civil Bank Debenture 2088 EVEREST BANK LTD. 10.50% Everest Bank Limited Debenture 2085 EVEREST BANK LTD. 7.5% Everest Bank Limited Energy Bond 2089.

Depository Participants. With the acquisition of a DP license from SEBON, Laxmi Capital ventured into DEMAT services in the year 2013 and registered its first BOID . Total of 166,000 Demat accounts registered till date First to develop & introduce; Internal DP management system. DEMAT login portal to view share details both. in web and mobile app Internal DP secure system API feature to open DEMAT account from Laxmi sunrise Bank’s account opening interface..

Mutual Fund. LxC obtained its license from SEBON to operate a mutual fund in the year 2015. successfully managed its first mutual fund scheme Laxmi Value Fund-I, a close ended-5-year tenure scheme, which was matured in March 24, 2020. Currently, it manages three more close-ended schemes and an open-ended scheme along with offering Systematic Investment Plans (SIPs). Laxmi Value Fund I was able to provide total of 70.33% dividend till its expiry..

Overview of Mutual Funds at LxC. S. No. Fund Name Year of inception Type Fund Size Expiry 1. Laxmi Value Fund I 2015 Close-ended NRs. 500 Million 2020 (Expired) 2. Laxmi Equity Fund 2017 Close-ended NRs. 1.25 Billion 2024 3. Laxmi Unnati Kosh 2020 Close-ended NRs. 652 Million 2030 4. Subha Laxmi Kosh 2022 Open-ended NRs. 280 Million No expiry 5. Laxmi Value Fund II 2023 Close-ended NRs. 1 Billion 2030.

Corporate Advisory. LxC received corporate advisory license in the year 2019, however has been engaged into providing different corporate advisory services since the beginning such as: Company Valuation Equity Brokerage Financial Consulting Business Consulting.

Specialized Investment Fund (Private Equity/Venture Capital) Recognizing opportunities in the market, LxC obtained a license for Private Equity & Venture Capital under the regulation of the Specialized Investment Fund, 2075 on 4th September, 2022. LSEF has obtained approval to launch its inaugural fund, the Laxmi Sustainable Energy Fund (LSEF). This fund is committed to operating in accordance with the Operating Principles for Impact Management, actively contributing to global initiatives aimed at enhancing discipline, transparency, and credibility in the impact investing market. LSEF seed capital has already been infused by both the fund sponsor and the fund manager. Continuously mobilizing funds, LxC has recently formalized an investment agreement with one company and is poised to enter into similar agreements with a few more in the near future..

Overall Laxmi Capital's journey unfolds as a dynamic evolution, marked by diverse contributions to the financial landscape. The firm's commitment to excellence is evident in its expanding spectrum of services, showcasing adaptability and a continuous pursuit of financial innovation..

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